DIVISION OF MARKET REGULATION

Richard G. Ketchum Director

Brandon Becker Associate Director

Mark D. Fitterman Associate Director

Office of Inspections and Financial Responsibility

Sarah B. Ackerson Michael A. Macchiaroli Harry Melamed

M. Jae Abbitt Joy Abel Aase A. Berling Thomas E. Bisset Samuel W. Bowens Jerry Carpenter Xiomara Corral Michael T. Dorsey Cheryl Fletcher Thomas P. Ford, Jr. Christina Gallagher Tina M. Goldsmith John M. Greely Becky Hurd Halsey Alton S. Harvey David Hebner Sherline J. Huff Constance E. Jackson Leslie R. Jackson Michael P. Jamroz George G. Johnson Robert Love Robert W. Lowry, Jr. Ruth Lucas Michael Metzger Julio A. Mojica Laura A. Novack John J. Rioux Leonard Unger LaJoncy Willis

Office of Self-Regulatory Oversight and Market Structure

Jonathan Kallman Howard Kramer Kathryn V. Natale

Victoria Berberi Doris Broussard JoAnn T. Clark Arian Colachis Ivan D. Davis Ellen K. Dry Katherine A. England Thomas C. Etter, Jr. Lydia B. Ferguson Gordon K. Fuller Joseph Furey Veronica L. Gillette Jerry Greiner William M. Harter, Jr. Sharon L. Itkin Ervin L. Jones, Jr. Germaine Wright Kargbo Richard Konrath Sharon Lawson Stephen Luparello Barbara R. Madison Peggy Maske Beth Mastro Joseph McDonald Josephine McElveen Margaret H. McFarland W. Mark McNair Judith C. Poppalardo Cynthia Psoras Cheryl Rogers Mary Revell Christine A. Sakach Ester Saverson, Jr. Sandra A. Sciole Robert J. Sevigny Holly Hasley Smith Peter L. Sultan David L. Underhill

Office of the Director

Catherine McGuire

Esther F. Butler Karena Gaines Ella E. Hawkins Janice J. Smith

Office of Legal Policy and Trading Practices

Larry E. Bergmann Robert L.D. Colby M. Blair Corkran, Jr.

Lance D. Alworth, Jr. Karen Buck Burgess Nancy Burke Henry E. Flowers Nancy L. Hansbrough Kim Jackson Elizabeth Jacobs Amy Natterson Kroll Ivette Lopez Marilyn I. Murray Selwyn J. Notelovitz Edward L. Pittman John Polanin, Jr.

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